About Us retirement planning certified financial planner
Our Mission
We are committed to providing clients with customized unbiased financial advice, first class service, and an open-architecture platform, always striving to serve our clients goals, objectives, and best interests, maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to kno
We are committed to providing clients with customized unbiased financial advice, first class service, and an open-architecture platform, always striving to serve our clients goals, objectives, and best interests, maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you reach your goals.
Rodger is the President of Von Baron Wealth Management and a San Jose State University alumnus with a Bachelor of Science degree in Finance. With nearly 20 years of experience, Rodger has guided his clients toward financial independence by providing advice and financial solutions to help them reach their goals. He holds a CFP® designation
Rodger is the President of Von Baron Wealth Management and a San Jose State University alumnus with a Bachelor of Science degree in Finance. With nearly 20 years of experience, Rodger has guided his clients toward financial independence by providing advice and financial solutions to help them reach their goals. He holds a CFP® designation and assists his clients with investment management, tax planning, estate planning, financial planning, and insurance needs. Rodger has worked in the Bay Area for nearly 20 years, helping his clients gain a better understanding of their retirement, employer benefits, and planning for their lives beyond their careers.
Rodger is also the Principal of Baron Tax Services and holds the Enrolled Agent (EA) designation. An Enrolled Agent is a federally licensed tax practitioner knowledgeable in every aspect of taxation under the IRS tax code.
In his spare time, Rodger enjoys spending time with his family and friends, backpacking, hiking, and walking with his dogs. He also finds joy in art, oil painting, gardening, and visiting museums.
Financial advisors that conduct securities business must be affiliated with a Broker Dealer (BD). Our BD is Osaic Wealth, Inc. One of the Broker Dealer’s main tasks is to oversee their affiliate’s activities, and this is accomplished by having financial advisors report to supervisors. The Office of Supervisory Jurisdiction (OSJ) that Von
Financial advisors that conduct securities business must be affiliated with a Broker Dealer (BD). Our BD is Osaic Wealth, Inc. One of the Broker Dealer’s main tasks is to oversee their affiliate’s activities, and this is accomplished by having financial advisors report to supervisors. The Office of Supervisory Jurisdiction (OSJ) that Von Baron Wealth Management Advisors reports to is Artisan Capital Partners. This OSJ group acts as FINRA principals responsible for supervising financial advisors of Von Baron Wealth Management. Artisan Capital Partners also provides business operations, and back-office support for Von Baron Wealth Management.